Stephanie Winnie Fan
范絺文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Winnie Fan (范絺文), a licensed Responsible Officer with CE reference ATO899. Currently licensed at 1 firm(s): Bay Area Hong Kong Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bay Area Hong Kong Capital Limited 灣區香港資本有限公司 |
RO | Type 4 — Advising on securities | 2023-06-12 | present |
| Bay Area Hong Kong Capital Limited 灣區香港資本有限公司 |
RO | Type 9 — Asset management | 2023-06-12 | present |
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-15 | 2023-05-31 |
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-15 | 2023-05-31 |
| Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-16 | 2019-06-21 |
| Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 |
RO | Type 9 — Asset management | 2013-07-29 | 2019-06-21 |
| Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-21 | 2013-07-29 |