Richard Jim Yee
余文權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Jim Yee (余文權), a licensed former licensee with CE reference ATR214. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-28 | 2023-01-11 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2014-10-16 | 2023-01-11 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-04-10 | 2014-08-15 |