Ka Kit (SFC:ATS061) Chan
陳嘉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kit (SFC:ATS061) Chan (陳嘉傑), a licensed former licensee with CE reference ATS061. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-23 | 2025-01-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-23 | 2025-01-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-09 | 2024-01-23 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-30 | 2024-01-23 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 9 — Asset management | 2020-05-18 | 2025-01-31 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 — Advising on securities | 2016-09-26 | 2020-03-31 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 — Asset management | 2016-09-26 | 2020-03-31 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-26 | 2016-09-26 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 9 — Asset management | 2014-08-26 | 2016-09-26 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-11 | 2012-07-27 |