Andrew Crimmins Clayton
藍向明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Crimmins Clayton (藍向明), a licensed Responsible Officer with CE reference ATS621. Currently licensed at 1 firm(s): Piper Sandler Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Sandler Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | 2015-08-13 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-01 | 2013-03-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2010-01-04 | 2013-03-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-01-04 | 2013-03-18 |