Richard Alan Kramer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Alan Kramer, a licensed Responsible Officer with CE reference ATS890. Currently licensed at 1 firm(s): Arete Research Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Research Asia Limited |
RO | Type 4 — Advising on securities | 2010-01-11 | present |