Nicolas Samuel Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Samuel Kim, a licensed Responsible Officer with CE reference ATX996. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-04-21 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-04 | 2021-04-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2017-07-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-12 | 2017-07-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-10-12 | 2017-07-28 |