Nim Yan Fung
馮念茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Yan Fung (馮念茵), a licensed former licensee with CE reference ATY784. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-28 | 2016-12-29 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2016-05-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-22 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-02-22 | 2014-07-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-20 | 2014-07-04 |