Pui Wai Fong

方沛偉
CE No. AUA447 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Wai Fong (方沛偉), a licensed Responsible Officer with CE reference AUA447. Currently licensed at 1 firm(s): Eastar Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Eastar Investment Management Limited
東和投資管理有限公司
RO Type 1 — Dealing in securities 2022-03-30 present
Eastar Investment Management Limited
東和投資管理有限公司
RO Type 4 — Advising on securities 2022-03-30 present
Eastar Investment Management Limited
東和投資管理有限公司
RO Type 9 — Asset management 2022-03-30 present
Target Capital Management Limited
泰達資產管理有限公司
RO Type 4 — Advising on securities 2019-06-19 2022-02-03
Target Capital Management Limited
泰達資產管理有限公司
RO Type 9 — Asset management 2019-06-19 2022-02-03
Target Capital Management Limited
泰達資產管理有限公司
RO Type 1 — Dealing in securities 2017-10-20 2022-02-03
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 1 — Dealing in securities 2017-09-01 2017-10-20
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 4 — Advising on securities 2017-09-01 2019-06-19
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 9 — Asset management 2017-09-01 2019-06-19
Genting Securities Limited RO Type 1 — Dealing in securities 2015-11-05 2017-07-11
Genting Securities Limited Rep Type 1 — Dealing in securities 2015-10-08 2015-11-05
Wing Fung Securities Limited
永豐證券有限公司
RO Type 1 — Dealing in securities 2014-02-18 2015-10-04
Wing Fung Futures Limited
永豐期貨有限公司
RO Type 2 — Dealing in futures contracts 2014-02-18 2015-10-04
Wing Fung Futures Limited
永豐期貨有限公司
Rep Type 2 — Dealing in futures contracts 2011-06-07 2014-02-18
Wing Fung Securities Limited
永豐證券有限公司
Rep Type 1 — Dealing in securities 2011-05-26 2014-02-18
Chief Securities Limited
致富證券有限公司
Rep Type 1 — Dealing in securities 2009-10-22 2011-05-17

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