Murray Joseph Steel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Murray Joseph Steel, a licensed Responsible Officer with CE reference AUA735. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RO | Type 1 — Dealing in securities | 2025-08-08 | present |
| Qube Research & Technologies Hong Kong Limited | RO | Type 9 — Asset management | 2022-09-20 | present |
| GLG Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2015-07-02 | 2022-05-25 |
| GLG Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2015-07-02 | 2022-05-25 |
| GLG Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2014-12-16 | 2022-05-25 |
| GLG Partners Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2014-12-16 | 2022-05-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-09-12 | 2022-05-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-13 | 2022-05-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-13 | 2022-05-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-05-13 | 2022-05-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-12-18 | 2010-05-13 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-05 | 2010-05-13 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-05 | 2010-05-13 |