Seungha Ku
具承河
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seungha Ku (具承河), a licensed former licensee with CE reference AUB439. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-16 | 2023-07-18 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-10-16 | 2023-07-18 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-22 | 2017-10-16 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-05-22 | 2017-10-16 |
| GCM Investments Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-05-16 | 2015-04-24 |
| GCM Investments Hong Kong Limited | Rep | Type 4 — Advising on securities | 2014-05-16 | 2015-04-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-30 | 2014-01-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-30 | 2014-01-03 |