Wenlai James Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenlai James Chen, a licensed Responsible Officer with CE reference AUB795. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
RO | Type 9 — Asset management | 2017-10-27 | present |
| BlueCrest Capital Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2015-04-01 | 2017-01-20 |
| BlueCrest Capital Management (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2015-04-01 | 2017-01-20 |
| BlueCrest Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2014-09-16 | 2017-01-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-15 | 2013-11-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-15 | 2013-11-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-04 | 2013-07-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-04 | 2013-07-15 |