Xin Chen
陳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Chen (陳欣), a licensed Responsible Officer with CE reference AUF158. Currently licensed at 1 firm(s): HBM Partners Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HBM Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2021-01-07 | present |
| HBM Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2021-01-07 | present |
| NEXTCORE ASSET MANAGEMENT LIMITED 豐晟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-21 | 2020-07-31 |
| NEXTCORE ASSET MANAGEMENT LIMITED 豐晟資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-21 | 2020-07-31 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-12-28 | 2018-10-04 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-28 | 2018-10-04 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-23 | 2017-07-28 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-23 | 2017-07-28 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2015-11-23 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2015-11-23 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-16 | 2015-07-31 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-03-16 | 2015-07-31 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-05 | 2015-03-16 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-05 | 2015-03-16 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-14 | 2014-02-18 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-12-14 | 2014-02-18 |