Ka Yeung Lau
劉嘉陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yeung Lau (劉嘉陽), a licensed former licensee with CE reference AUG571. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 9 — Asset management | 2021-07-08 | 2021-08-31 |
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-09 | 2021-08-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-08 | 2021-05-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-23 | 2014-04-30 |