Manoj Dhar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manoj Dhar ( ), a licensed former licensee with CE reference AUI031. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-04 | 2011-07-30 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-04 | 2011-07-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-09 | 2010-09-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-09 | 2010-09-30 |