Edward Thomas Steel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Thomas Steel ( ), a licensed former licensee with CE reference AUJ159. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-19 | 2013-08-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-01-19 | 2013-08-31 |