Joseph Frank Attrux
岳祖誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Frank Attrux (岳祖誠), a licensed former licensee with CE reference AUJ528. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Major Domus Limited |
RO | Type 4 — Advising on securities | 2016-04-20 | 2020-07-31 |
| Major Domus Limited |
RO | Type 9 — Asset management | 2016-04-20 | 2020-07-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-09 | 2015-06-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-05-09 | 2015-06-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2013-05-09 | 2015-06-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2013-05-09 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-01 | 2013-05-09 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-03-01 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-01 | 2013-05-09 |