Simon David Griffiths
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon David Griffiths ( ), a licensed former licensee with CE reference AUK078. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2014-01-10 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2010-07-06 | 2014-01-10 |
| EQT Partners Asia Limited | RO | Type 4 — Advising on securities | 2010-03-26 | 2010-07-06 |