Darwin Yuk Leung Lau
劉玉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darwin Yuk Leung Lau (劉玉良), a licensed former licensee with CE reference AUM452. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-05-04 | 2022-02-11 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-25 | 2022-02-11 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-21 | 2019-11-25 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-02 | 2019-08-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-25 | 2017-04-11 |