Emily Shao Hua Sim
沈曉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Shao Hua Sim (沈曉華), a licensed Representative with CE reference AUM601. Currently licensed at 1 firm(s): Polymer Capital Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2026-03-12 | present |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-05 | 2026-02-28 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2025-12-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-29 | 2017-07-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-09-14 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-15 | 2017-07-06 |