Vatche Vartan Mundigian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vatche Vartan Mundigian, a licensed Responsible Officer with CE reference AUP689. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2019-04-08 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2019-02-08 | 2019-04-08 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-12-08 | 2018-11-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-06-12 | 2017-12-08 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-11-29 | 2017-06-12 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2016-11-29 | 2018-11-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-31 | 2016-11-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2015-07-31 | 2016-11-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2010-01-22 | 2015-02-11 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2010-01-22 | 2015-02-11 |