Yun Hong
洪韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Hong (洪韵), a licensed former licensee with CE reference AUQ146. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-10 | 2010-09-24 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-10 | 2010-09-24 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2010-03-10 | 2010-09-24 |