Yin Pheng Foo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Pheng Foo ( ), a licensed former licensee with CE reference AUQ510. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTG Pactual Asia Limited 佰達濟有限公司 |
RO | Type 4 — Advising on securities | 2013-02-01 | 2016-03-01 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
RO | Type 9 — Asset management | 2013-01-24 | 2016-03-01 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-16 | 2016-03-01 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-01 | 2013-02-01 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
Rep | Type 9 — Asset management | 2010-02-01 | 2013-01-24 |