Kwok On Lo

羅國安
CE No. AUQ664 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Lo (羅國安), a licensed Representative with CE reference AUQ664. Currently licensed at 1 firm(s): AIM Capital Consortium Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
AIM Capital Consortium Limited Rep Type 4 — Advising on securities 2022-05-12 present
AIM Capital Consortium Limited Rep Type 9 — Asset management 2022-05-12 present
Natixis Asia Limited Rep Type 1 — Dealing in securities 2010-03-15 2021-07-30
Natixis Asia Limited Rep Type 4 — Advising on securities 2010-03-15 2021-07-30

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