Pan Shing Tang
鄧斌城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Shing Tang (鄧斌城), a licensed former licensee with CE reference AUT592. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-01 | 2012-10-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-01 | 2012-10-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-29 | 2011-05-03 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2010-02-27 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-26 | 2010-02-27 |