Daryl Zhen Rong Liu

劉鎮榮
CE No. AUV429 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daryl Zhen Rong Liu (劉鎮榮), a licensed Responsible Officer with CE reference AUV429. Currently licensed at 1 firm(s): Access Investment Management (H.K.) Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 5 — Advising on futures contracts 2019-02-13 present
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 4 — Advising on securities 2015-12-01 present
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
RO Type 9 — Asset management 2015-12-01 present
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 5 — Advising on futures contracts 2015-09-02 2019-02-13
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 4 — Advising on securities 2012-01-31 2015-12-01
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 9 — Asset management 2012-01-31 2015-12-01

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