Juliana Yee Ching Wang
王依清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana Yee Ching Wang (王依清), a licensed former licensee with CE reference AUV615. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2016-07-30 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-26 | 2015-09-22 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-26 | 2015-09-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-11 | 2013-06-03 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-18 | 2013-06-03 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-18 | 2013-06-03 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-03-18 | 2011-08-30 |