Richard Shan Yao Chu
朱善堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Shan Yao Chu (朱善堯), a licensed Responsible Officer with CE reference AUW031. Currently licensed at 1 firm(s): AM Squared Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AM Squared Limited | RO | Type 9 — Asset management | 2024-01-31 | present |
| AM Squared Limited | Rep | Type 9 — Asset management | 2023-06-01 | 2024-01-31 |
| City Financial Investment Company (Hong Kong) Limited | RO | Type 9 — Asset management | 2017-03-16 | 2019-03-14 |
| AM Squared Limited | RO | Type 9 — Asset management | 2011-05-11 | 2016-02-08 |
| AM Squared Limited | Rep | Type 9 — Asset management | 2010-03-05 | 2011-05-11 |