Johann Brian Robin Barthes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johann Brian Robin Barthes ( ), a licensed former licensee with CE reference AUW077. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-05 | 2011-03-21 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-05 | 2011-03-21 |