Henry Nam Fung Lau
劉南鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Nam Fung Lau (劉南鋒), a licensed Responsible Officer with CE reference AUW417. Currently licensed at 1 firm(s): Gee Hi International Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-20 | present |
| Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-07-20 | present |
| Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 |
RO | Type 9 — Asset management | 2023-07-20 | present |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-23 | 2023-01-27 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-23 | 2023-01-27 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-13 | 2023-01-27 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-07-07 | 2023-01-27 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-07-07 | 2023-01-27 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-03 | 2020-11-13 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-03 | 2020-07-07 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-03 | 2022-11-23 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-07-03 | 2020-07-07 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-03 | 2022-11-23 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2020-05-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-25 | 2020-05-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-06-25 | 2020-05-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-31 | 2020-05-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-01-31 | 2020-05-31 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-17 | 2018-12-18 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-02 | 2018-12-18 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-02 | 2017-05-17 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-24 | 2017-02-03 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-13 | 2017-02-03 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-06-24 | 2014-09-16 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-09 | 2013-06-24 |