Yan Lung Chan

陳寅龍
CE No. AUX220 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lung Chan (陳寅龍), a licensed Responsible Officer with CE reference AUX220. Currently licensed at 1 firm(s): MYM Capital Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
MYM Capital Partners Limited
RO Type 1 — Dealing in securities 2019-04-16 present
MYM Capital Partners Limited
RO Type 4 — Advising on securities 2017-04-28 present
MYM Capital Partners Limited
RO Type 9 — Asset management 2017-04-28 present
Glory Sun Securities Limited
寶新證券有限公司
RO Type 4 — Advising on securities 2015-03-20 2017-04-25
Glory Sun Securities Limited
寶新證券有限公司
RO Type 9 — Asset management 2015-03-20 2017-04-25
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 1 — Dealing in securities 2015-01-20 2017-04-25
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 4 — Advising on securities 2015-01-20 2015-03-20
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 9 — Asset management 2015-01-20 2015-03-20
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 1 — Dealing in securities 2010-08-03 2015-01-14
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 4 — Advising on securities 2010-08-03 2015-01-14
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 9 — Asset management 2010-08-03 2015-01-14
Redford Asset Management Limited
泓福資產管理有限公司
Rep Type 4 — Advising on securities 2010-06-30 2010-07-15
Redford Securities Limited
泓福證券有限公司
Rep Type 1 — Dealing in securities 2010-06-07 2010-07-15
Redford Asset Management Limited
泓福資產管理有限公司
Rep Type 9 — Asset management 2010-03-25 2010-07-15

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