Wai Yan So
蘇偉殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan So (蘇偉殷), a licensed former licensee with CE reference AUX585. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2012-02-01 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2011-06-30 |