Peter James Gavaghan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Gavaghan ( ), a licensed former licensee with CE reference AUZ011. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMC Asia Pacific Limited |
RO | Type 1 — Dealing in securities | 2018-01-26 | 2023-06-27 |
| IMC Asia Pacific Limited |
RO | Type 2 — Dealing in futures contracts | 2018-01-26 | 2023-06-27 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2012-07-16 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-08-09 | 2012-07-16 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2010-04-15 | 2010-07-14 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-04-15 | 2010-07-14 |