Abhishek Dushyant Mohla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek Dushyant Mohla, a licensed Responsible Officer with CE reference AUZ081. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2024-11-07 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2024-11-07 | present |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2019-11-28 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2019-11-28 | present |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2019-11-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2019-11-28 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | 2019-11-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-30 | 2024-11-07 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-12-09 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-03-26 | 2019-11-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-03-26 | 2016-12-18 |