Ephrem Shiu
邵藹苓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ephrem Shiu (邵藹苓), a licensed Representative with CE reference AUZ171. Currently licensed at 1 firm(s): JW Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | Rep | Type 9 — Asset management | 2025-12-23 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-02-17 | 2023-04-06 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-02-17 | 2023-04-06 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-02-17 | 2023-04-06 |