Li Fei Hsu
許莉菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Fei Hsu (許莉菲), a licensed Responsible Officer with CE reference AVA787. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-06-11 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-06-11 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-03-18 | 2020-06-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-03-14 | 2020-06-11 |
| Mesirow Financial Hong Kong, Limited |
Rep | Type 1 — Dealing in securities | 2014-08-25 | 2019-02-28 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2014-07-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-26 | 2014-07-25 |