Aaron Tze Hin Ko
高子軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Tze Hin Ko (高子軒), a licensed former licensee with CE reference AVB828. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-01 | 2020-08-01 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-01 | 2020-08-01 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-25 | 2020-06-01 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-25 | 2020-06-01 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-14 | 2019-12-31 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-14 | 2019-12-31 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-20 | 2016-11-23 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-20 | 2016-11-23 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-19 | 2014-09-30 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-17 | 2014-09-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2013-05-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-03 | 2013-05-31 |