Zhuli Nie
聶竹莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuli Nie (聶竹莉), a licensed former licensee with CE reference AVD139. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2012-03-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-19 | 2012-03-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-19 | 2012-03-19 |