Cyprian Joannes Bruck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cyprian Joannes Bruck ( ), a licensed former licensee with CE reference AVD405. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Full Asset Management Limited 金富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-03 | 2015-07-22 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-03 | 2015-07-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2014-01-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-02 | 2014-01-10 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2013-06-28 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-06-27 | 2013-06-28 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2010-05-13 | 2010-11-05 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-05-13 | 2010-11-05 |