Gary Wai Lok Lam
林偉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Wai Lok Lam (林偉樂), a licensed Responsible Officer with CE reference AVE418. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-04 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-01 | 2018-04-04 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2016-06-01 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-09 | 2016-04-29 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2011-08-09 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-01 | 2011-06-14 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2011-02-01 |