Syed Ari Azhar Bin Syed Mohamed Adlan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Syed Ari Azhar Bin Syed Mohamed Adlan ( ), a licensed former licensee with CE reference AVE790. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-04 | 2015-06-05 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-04 | 2015-06-05 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-04 | 2015-06-05 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-06-04 | 2015-06-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-05-24 | 2012-02-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-24 | 2012-02-18 |