Kai Yiu Kwan
關啟堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yiu Kwan (關啟堯), a licensed former licensee with CE reference AVH540. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-12 | 2026-01-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-12-12 | 2026-01-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-09 | 2025-12-01 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-10-09 | 2025-12-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-09 | 2024-08-05 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-09 | 2024-08-05 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2021-06-16 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-08 | 2021-06-16 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-16 | 2015-09-22 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-16 | 2015-09-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2012-01-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-31 | 2012-01-14 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-29 | 2010-12-11 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-29 | 2010-12-11 |