Kin Wah Ng
吳健華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wah Ng (吳健華), a licensed Responsible Officer with CE reference AVI806. Currently licensed at 1 firm(s): TradeGo Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeGo Markets Limited |
Rep | Type 7 — Providing automated trading services | 2024-07-24 | present |
| TradeGo Markets Limited |
RO | Type 1 — Dealing in securities | 2024-03-11 | present |
| TradeGo Markets Limited |
Rep | Type 1 — Dealing in securities | 2024-01-17 | 2024-03-11 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-01 | 2023-12-31 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-14 | 2022-03-01 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-04 | 2021-12-16 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2018-12-04 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-28 | 2016-07-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-26 | 2016-07-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-15 | 2016-07-31 |