Lai Him Cheung
張禮謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Him Cheung (張禮謙), a licensed Responsible Officer with CE reference AVI824. Currently licensed at 1 firm(s): Sirius Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirius Capital Management Limited |
RO | Type 4 — Advising on securities | 2020-07-02 | present |
| Sirius Capital Management Limited |
RO | Type 9 — Asset management | 2020-07-02 | present |
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-28 | 2020-06-30 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | 2020-06-30 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-28 | 2020-06-30 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-30 | 2018-12-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-01 | 2018-12-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-10 | 2016-02-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2011-04-27 |