Ho Ping Chan
陳浩平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ping Chan (陳浩平), a licensed Responsible Officer with CE reference AVI833. Currently licensed at 1 firm(s): Awaken Thunder Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2023-10-03 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2023-10-03 | present |
| Yieldful Securities Limited 耀豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-23 | 2021-12-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-24 | 2019-01-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2019-01-22 |