Jeremy Anthony Simon Sparrow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy Anthony Simon Sparrow ( ), a licensed former licensee with CE reference AVJ224. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-30 | 2013-12-20 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2013-01-30 | 2013-12-20 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-30 | 2013-12-20 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | 2013-01-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-10 | 2013-01-30 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-02-10 | 2012-05-31 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-02 | 2012-05-31 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-09-02 | 2012-05-31 |