Caroline Man Har Lau
劉曼霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Man Har Lau (劉曼霞), a licensed former licensee with CE reference AVK663. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-29 | 2013-02-18 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-05 | 2013-02-18 |