Ching Yau Li
李靜悠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yau Li (李靜悠), a licensed former licensee with CE reference AVM352. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-23 | 2017-04-02 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-15 | 2011-03-01 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-10-15 | 2011-03-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2011-03-01 |