Kai Wing Ray Woo
胡啟榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wing Ray Woo (胡啟榮), a licensed Responsible Officer with CE reference AVM639. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-30 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-19 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-11 | 2021-11-19 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-03 | 2021-10-22 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-31 | 2020-06-03 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-20 | 2019-12-20 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-20 | 2019-12-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2017-02-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-14 | 2017-02-13 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2016-06-14 |