Ken Lawrence Lucas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Lawrence Lucas ( ), a licensed former licensee with CE reference AVM645. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2012-12-03 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-26 | 2012-12-03 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-01-26 | 2012-12-03 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2010-08-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-19 | 2010-08-19 |