Xiangyi Chen
陳湘毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangyi Chen (陳湘毅), a licensed former licensee with CE reference AVM726. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-25 | 2013-06-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-25 | 2013-06-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-25 | 2013-06-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2012-04-12 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-16 | 2012-04-12 |